Wells Fargo Advisors
Compliance Manager
Wells Fargo Oct 2018 - Oct 2019
Compliance Consultant
First Bankers Banc Securities Apr 2013 - Oct 2018
Chief Compliance Officer
Wells Fargo Advisors Nov 2008 - Mar 2013
Compliance Consultant
Us Bancorp Investments and Insurance Feb 2004 - Oct 2008
Compliance Manager
Education:
University of Illinois Springfield 1998 - 2000
Masters, Master of Arts, Political Science and Government, Political Science, Government
Southern Illinois University Edwardsville 1993 - 1997
Bachelors, Bachelor of Arts, Bachelor of Science, Political Science and Government, Philosophy, Political Science, Government
Jul 2011 to 2000 Compliance ConsultantWells Fargo Advisors St. Louis, MO Nov 2008 to Jul 2011 Compliance ConsultantUS Bancorp, LLC St. Louis, MO Feb 2004 to Oct 2008 Compliance ManagerEdward Jones Investments St. Louis, MO May 2003 to Jan 2004 Investment RepresentativeIllinois Auditor General Springfield, IL Aug 2000 to Apr 2003 Performance Auditor II
Education:
University of Illinois Springfield, IL 1998 to 2000 M.A. in Political StudiesSouthern Illinois University at Edwardsville Edwardsville, IL 1993 to 1997 B.A. in PhilosophySouthern Illinois University at Edwardsville Edwardsville, IL 1993 to 1997 B.S. in Political Science