Mufg In the Americas
Managing Director - Head of Internal Audit
Mufg
Managing Director
Bank of America 2012 - 2015
Audit Director - Senior Vice President - Global Banking and Markets
Goldman Sachs 2011 - 2012
Deputy Audit Director - Investment Management
Goldman Sachs 1999 - 2011
Deputy Audit Director - Capital Markets
Education:
Nyu Stern School of Business 1996
Master of Business Administration, Masters, Finance
Amherst College 1989
Bachelors, Psychology
Columbia University In the City of New York 1987 - 1988
Skills:
Risk Management Investment Banking Operational Risk Internal Audit Valuation Derivatives Internal Controls Risk Assessment Investment Management Private Equity Financial Regulation Structured Products Aml Corporate Governance Business Strategy Regulatory Requirements Business Transformation Payments Market Risk Management Credit Risk Management Treasury Commodities Financial Derivatives Commercial Mortgages Residential Mortgages Sox Emerging Markets Private Wealth Management Securities Regulation Compliance Audits Electronic Trading Modeling Energy Trading Agile Methodologies Leadership Development Audit Committee Board of Directors Reporting Regulatory Reporting Business Integration Technology Audit New Products Mortgage Industry Mortgage Servicing Merchant Banking Investment Research Controllers Securities Trading Fixed Income Trading Canada Team Building Cva Mortgage Underwriting Brazil Power Generation Tax Compliance Alternative Investments Securities Auditing
Certifications:
Chartered Financial Analyst (Cfa) General Securities Representative - (Series 7) Uniform Securities Agent State Law Examination (Series 63) Cfa Institute Finra
Brooklyn Law School 2003 - 2009
Systems Administrator
Brooklyn Law School 2003 - 2009
Senior Systems Engineer
Brooklyn Law School 2002 - 2003
Senior Programmer Analyst
Collegis Education 2001 - 2002
Consultant
Academy of Art University 1999 - 2001
Programmer Analyst
Education:
New York University Jan 2010
Master of Business Administration, Masters
Nyu Stern School of Business 2008 - 2010
Master of Business Administration, Masters
City University of New York May 2006
Masters, Public Administration
Baruch College 2002 - 2006
Masters, Public Administration
New York University 2003
Oklahoma State University Dec 1998
Bachelors, Bachelor of Arts
Oklahoma State University 1996 - 1998
Bachelors, Bachelor of Science, Management
Skills:
Six Sigma Consulting Conflicts Oklahoma Art Coordination Vendors Liberty Project Plans Interfaces Applications Rewriting New York System Brooklyn English Finance Erp Reports Software Privacy Law Management Consulting San Francisco Business Administration Security Protocols Data Security Profiles Business Process Cross Functional Team Leadership Legal Internal Controls Policy Business Intelligence Cantonese Regulatory Compliance Project Microsoft Certified Systems Engineer Management Business Management Project Management Science Public Administration Mis Mandarin Accounts Receivable Coordinated Database Administration