Scottrade Commack, NY Apr 2013 to Nov 2014 Branch Office ManagerA.B. Watley Direct New York, NY Feb 2008 to Apr 2013 Compliance Officer /AML Compliance OfficerTD Waterhouse/TD Ameritrade Jersey City, NJ Apr 2004 to Jun 2007 Control DeskInvestex Securities Group New York, NY Mar 2003 to Dec 2003 Registered RepresentativeCitigroup San Antonio, TX 2000 to 2003 Citicorp Investment Services Registered RepresentativeNational Discount Brokers New York, NY 1998 to 2000 Financial Service Representative