State of New Mexico Licensing & Regulation Securities Division
Compliance Officer
Cloak & Company Investment Advisors Jan 2007 - Mar 2013
Operations Manager
Mutual Securities, Inc. Member Finra, Sipc 2006 - 2012
General Securities Principal
Education:
University of Phoenix 2002
Masters, Management
University of Phoenix 1999
Bachelors, Business Management
The University of New Mexico 1992 - 1994
New Mexico State University 1990 - 1992