STATE UNIVERSITY OF NEW YORK AT BUFFALO LAW SCHOOL- Buffalo, NY
May 2010
Specialities:
Juris Doctor in Financial Transactions
Name / Title
Company / Classification
Phones & Addresses
Mark R. Ferraro
FERRARO FAMILY ENTERPRISES, LLC
Mark Ferraro Owner, Principal
Bridgepoint Mortgage Company Mortgage Banker/Correspondent
35 E Ridgewood Ave, Ridgewood, NJ 07450
Mark Ferraro Manager, Vice-President
PURE WATER PRODUCTS, INC Ret Misc Merchandise
173 E Merrick Rd, Valley Stream, NY 11580 Culligan Dv Of 173 East Merrick Rd, Valley Stream, NY 11580 PO Box 967, Valley Stream, NY 11582 69 School St, Malverne, NY 11565 (516)8728255
Attn Presiding Partner 919 3 Ave, New York, NY 10022 919 3 Ave, New York, NY 10022 875 3 Ave, New York, NY 10022 (212)9096000, (212)9096096, (212)9096336, (212)9096836
Ncua
Examiner
Brighton Securities Mar 2014 - Sep 2014
Chief Compliance Officer
Manning & Napier May 2012 - Mar 2014
Compliance Analyst
Financial Industry Regulatory Authority (Finra) Jun 2010 - May 2012
Examiner
Lipsitz Green Scime Cambria Llp May 1, 2009 - Apr 1, 2010
Law Clerk
Education:
University at Buffalo May 2010
Doctor of Jurisprudence, Doctorates
University at Buffalo School of Law 2007 - 2010
Doctor of Jurisprudence, Doctorates, Banking, Corporate Finance, Law, Finance
University at Albany, Suny May 2007
Bachelors, Bachelor of Arts
University at Albany, Suny 2003 - 2007
Bachelors, Bachelor of Science, Political Science and Government, Political Science, Government
State University of New York at Buffalo - Law School
The University at Buffalo
Skills:
Auditing Series 63 .Net Motions Regulations Securities Laws Anti Money Laundering Art Accounting Exams Books Yahoo C Rules Regulatory Filings Students New York Legal Writing Political Science Reviews Investments Juris Trade Unions Explaining Finance Financial Regulation Reports Civil Liberties Financial Services Compliance Regulatory Requirements Operations Executive Positions Dealers Business Administration Finra Strand Credit Derivatives Legal Research Legal Complaints Liability Internal Controls Supervisory Corporate Law Series 24 Financial Transactions Management Broker Dealer Research Risk Securities Fraud Capital Paper Presentations Analysis Series 7 Written Hedge Funds International Finance Internal Audit