Assistant Director, Field Compliance at The O.N. Equity Sales Company
Location:
Cincinnati, Ohio
Industry:
Financial Services
Work:
The O.N. Equity Sales Company - The O.N. Equity Sales Company since Jul 2006
Assistant Director, Field Compliance
Fidelity Investments Nov 2003 - Jul 2006
401(k) Senior Plan Administration Manager
Fidelity Investments 1999 - 2003
Retirement Planning & Asset Retention
Education:
Xavier University
Wharton School, University of Pennsylvania 2012 - 2013
Bethesda School of Nursing 1990 - 1992
Skills:
Compliance Series 7 Customer Relations FINRA Securities Mutual Funds Risk Management Investments Auditing Series 24 Risk Problem Solving Process Improvement Customer Service Series 63
Nerium International
Brand Partner
Swbc Mortgage Jun 2011 - May 2013
Mortgage Loan Officer Nmls #603454
Short Concepts-Author/Speaker Jan 2000 - May 2013
Author and Speaker
Highlands Residential Mortgage, Ltd. Jan 2000 - May 2013
Senior Loan Officer Nmls # 603454
Nexbank Jun 2009 - May 2011
Loan Specialist
Education:
Southern Methodist University - Cox School of Business 1959 - 1963
Bachelors, Bachelor of Business Administration, Economics, Business, Finance
Sunset High School In Dallas 1956 - 1959
Skills:
Mortgage Lending Loans Investment Properties Real Estate Mortgage Banking First Time Home Buyers Underwriting Fha Va Loans Commercial Lending Banking Real Estate Transactions Loan Origination Residential Mortgages Usda Residential Homes Credit Refinance Real Estate Financing Short Sales Foreclosures Government Loans Credit Analysis U.s. Va Loans Loss Mitigation Mortgage Underwriting Fha Financing U.s. Federal Housing Authority Mortgage Servicing Certified Mortgage Planning Working With First Time Home Buyers U.s. Department of Agriculture
Interests:
A Path From Poverty To Prosperity Author of Wisdom Daddy Taught Me Children Economic Empowerment Politics Snow Skiing Mortgage Finance Speaker Financial Literacy