Tom Scanlan

Chief Operating Officer And Chief Compliance Officer

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Location:

515 east Las Olas Blvd, Fort Lauderdale, FL 33301

Industry:

Financial Services

Work:

Investacorp, Inc. Mar 2014 - Aug 2015
Senior Compliance Officer and Due Diligence Officer
New York Life Insurance Company Oct 2012 - Dec 2013
Partner
New York Life Insurance Company Feb 2010 - Oct 2012
Senior Agency Consultant
New York Life Insurance Company Jan 2006 - Feb 2010
Director
New York Life Insurance Company Jan 2005 - Jan 2006
Senior Compliance Examiner

Education:

Skills:

Retirement Planning
Finance
Strategic Financial Planning
Life Insurance
Investment Advisory
Retirement
Financial Analysis
Auditing
Financial Reporting
Internal Audit
Financial Audits
Financial Planning
Insurance
Series 63
Mutual Funds
Securities
Investments
Fixed Annuities
Financial Services
Regulatory Compliance
Contract Negotiation
Series 24
Uniform Combined State Law
Series 66
Financial Statement Auditing
Compliance Management
Trade Compliance
Series 7
Series 53

Interests:

Poverty Alleviation
Education
Disaster and Humanitarian Relief

Certifications:

Series 7
Series 24
Series 63
Series 66
Series 53
Florida Life, Health and Variable Annuity License
License 2-15

Member Of The Board Of Overseers

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Location:

New York, NY

Industry:

Staffing And Recruiting

Work:

Alzheimer's Drug Discovery Foundation
Member of the Board of Overseers
Spencer Stuart
Partner

Education:

Columbia Business School
Master of Business Administration, Masters, Finance Georgetown University
Bachelors, Bachelor of Arts, English

Tom Scanlan

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Tom Scanlan

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Tom Scanlan

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Managing Director At Caledonian Global Financial Services Inc.

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Position:

Managing Director at Caledonian Global Financial Services Inc.

Location:

New York, New York

Industry:

Financial Services

Work:

Caledonian Global Financial Services Inc. - New York since Oct 2012
Managing Director
Lionhart - New York, New York Jan 2004 - Oct 2012
Fund Advisor, Credit Specialist and Head of Marketing
Commonwealth Bank of Australia - New York, New York Feb 1998 - May 2004
Financial Services
Bankers Trust Australia - Australia Apr 1992 - Nov 1996
Sales and Trading

Education:

Skills:

Investments
Credit Derivatives
Fixed Income
Financial Services
Hedge Funds
Alternative Investments
Emerging Markets
Portfolio Management
Finance
Investment Banking
Trading
Private Equity
Corporate Finance
Mutual Funds
Hedging

Tom Scanlan

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Location:

Greater New York City Area

Industry:

Staffing and Recruiting

Auxiliary Visitor At De La Salle Christian Brothgers

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Location:

Greater New York City Area

Industry:

Education Management