Lpl Financial
Senior Hybrid Ria Compliance Analyst
Lpl Financial Apr 2006 - Mar 2012
Mutual Fund and Unit Investment Trust Trader
Apl Jan 1999 - Aug 2004
Rate Management System Specialist
Computer Associates Jan 1998 - Jan 1999
Executive Assistant
Apl Sep 1992 - Jan 1996
Sales Support Representative
Education:
Cal State East Bay - College of Business & Economics
Master of Business Administration, Masters, Finance
Bishop O'dowd High School
University of California, Berkeley
Bachelors, Bachelor of Arts, History
Skills:
Mutual Funds Equities Asset Allocation Trading Series 7 Securities Unit Investment Trusts Bonds Finra Customer Service Investment Advisory Asset Management Compliance Advisory Microsoft Office Transportation Financial Advisory Series 63 Precious Metals 401K Alternative Investments Etfs International Transportation Domestic Transportation Series 24
Interests:
Family Skiing Economic Empowerment Traveling Live Music Politics Dancing Drama Biking Hiking Sports Financial Markets
Boston, MA Asheville, NC Fitchburg, MA Templeton, MA Princeton, MA Moncton, NB Oakland, CA
Relationship:
In_a_relationship
Aimee Black
Education:
Garfield High School, Arizona State University - Photography/Anthropology
About:
I run to keep my sanity. i photograph to show off my insanity. i am an old school photographer at heart, have a hasselblad that has been sadly under-used, and i long to get in a darkroom, but i have a...
South Highlands Magnet Elementary School Shreveport LA 1981-1985, Montlake Elementary School Seattle WA 1985-1986, Meany Middle School Seattle WA 1986-1989, Meany Junior High School Seattle WA 1986-1989
Community:
George Davis, Priscilla Harris, C J, Nicole Ford, Maryanne Hugues, Oscar Jimenez, Keturah Green