Andrew David Tino
age ~52
from Mars, PA
- Also known as:
-
- Andrew D Tino
- Andrew Tino Tino
- Andrew J Tino
- Daniel A Tino
- Andrew Tinto
Andrew Tino Phones & Addresses
- Mars, PA
- 1041 Lake Dr, Gibsonia, PA 15044 • (724)6870021
- Voorhees, NJ
- 1801 Ralston Dr, Mount Laurel, NJ 08054 • (856)2342540
- 37 Nichols Rd, Armonk, NY 10504 • (914)2733813
- New York, NY
- Northfield, NJ
- Atlanta, GA
Work
-
Company:PncDec 2017
-
Position:Senior vice president, director of compliance: corporate and institutional bank, alm and broker and dealer
Education
-
Degree:Bachelors, Bachelor of Arts
-
School / High School:Union College1991 to 1995
-
Specialities:Political Science
Skills
Securities • Series 7 • Capital Markets • Finra • Asset Managment • Series 24 • Asset Management • Compliance • Risk Management • Aml • Uniform Combined State Law • Securities Regulation • Usa Patriot Act • Series 63 • Investment Advisory • Enterprise Risk Management
Ranks
-
Certificate:Series 7; Series 9; Series 10; Series 24; Series 53; Series 66; Series 79
Industries
Financial Services
Resumes
Senior Vice President, Director Of Compliance: Corporate And Institutional Bank, Alm And Broker And Dealer
view sourceLocation:
234 Tamarack Dr, Mars, PA
Industry:
Financial Services
Work:
Pnc
Senior Vice President, Director of Compliance: Corporate and Institutional Bank, Alm and Broker and Dealer
Pnc Mar 2015 - Dec 2017
Senior Vice President and Director of Broker-Dealer and Bank Capital Markets Compliance
Pnc Mar 2014 - Mar 2015
Senior Vice President, Director of Broker Dealer Compliance
Pnc Jan 2012 - Mar 2014
Senior Vice President, Senior Compliance Group Manager
Pnc Jun 2007 - Jan 2012
Vice President, Compliance Group Manager
Senior Vice President, Director of Compliance: Corporate and Institutional Bank, Alm and Broker and Dealer
Pnc Mar 2015 - Dec 2017
Senior Vice President and Director of Broker-Dealer and Bank Capital Markets Compliance
Pnc Mar 2014 - Mar 2015
Senior Vice President, Director of Broker Dealer Compliance
Pnc Jan 2012 - Mar 2014
Senior Vice President, Senior Compliance Group Manager
Pnc Jun 2007 - Jan 2012
Vice President, Compliance Group Manager
Education:
Union College 1991 - 1995
Bachelors, Bachelor of Arts, Political Science
Bachelors, Bachelor of Arts, Political Science
Skills:
Securities
Series 7
Capital Markets
Finra
Asset Managment
Series 24
Asset Management
Compliance
Risk Management
Aml
Uniform Combined State Law
Securities Regulation
Usa Patriot Act
Series 63
Investment Advisory
Enterprise Risk Management
Series 7
Capital Markets
Finra
Asset Managment
Series 24
Asset Management
Compliance
Risk Management
Aml
Uniform Combined State Law
Securities Regulation
Usa Patriot Act
Series 63
Investment Advisory
Enterprise Risk Management
Certifications:
Series 7; Series 9; Series 10; Series 24; Series 53; Series 66; Series 79
Wharton/Rma: Advanced Risk Management Program
Financial Industry Regulatory Authority (Finra)
The Risk Management Association
Wharton/Rma: Advanced Risk Management Program
Financial Industry Regulatory Authority (Finra)
The Risk Management Association
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