Ubs
Executive Director
Wells Fargo 2002 - 2003
Compliance
Ubs 2002 - 2003
Assoc General Counsel
American Stock Exchange 1992 - 2002
Examination Director
Muriel Siebert & Co., Inc. 1986 - 1988
Employee
Education:
Seton Hall University 1998 - 2002
Seton Hall University School of Law 1998 - 2001
Susquehanna University 1980 - 1984
Bachelors, Bachelor of Science, Finance
Skills:
Securities Finra Securities Regulation Capital Markets Risk Management Equities Aml Hedge Funds Series 7 Series 24 Fixed Income Corporate Governance Legal Writing