Lincoln School New Providence NJ 1965-1966, Orchard Lane Elementary School New Berlin WI 1968-1970, College High School Whitewater WI 1981-1982
Community:
Curt Roeglin, Linda Wimmer, Nadeem Khan, Daniel Moreno, Ann Vandebogart, Robert Kyser, Angus Macgyver, Lori Rieck, Therese Teri, Margie Mago, James Johnson, Joel Stachowski
Chapel Hill Elementary School Decatur GA 1973-1977, Cedar Grove Middle School Decatur GA 1977-1978, North Carolina School of Science & Math Durham NC 1980-1982
Community:
Fred Crum, Kevis Halphen, Jonathan Shepherd, Kim Anderson, Jonquitta Milerson, David Whitmore, Indica Sapp, Dominique Williams
"The rules are clear, and they apply to the banks," said J. Bradley Bennett, executive vice president forenforcement at Finra. "There's no doubt on whom the obligation falls." Under the current rules, Finra officials saidThursday, securities firms can't allow analysts to be part of the IPO pitchin
Date: Dec 11, 2014
Category: Business
Source: Google
Finra Fines 10 Banks Over Their Pursuit of an IPO''s Business -- 4th Update
"This case stands for the proposition that for firms to compete for the IPOs, you have to stay within the rules,you can't offer favorable research," said J. Bradley Bennett, executive vice president for enforcement at Finra, in aninterview on Thursday.
Date: Dec 11, 2014
Category: Business
Source: Google
Regulator Fines Barclays Capital Over Subprime Mortgages
Barclays did not have a system in place to ensure that delinquency data posted on its Web site was accurate, J. Bradley Bennett, the agencys enforcement chief, said in a statement. Therefore, investors were supplied inaccurate information to assess future performance of RMBS investments.