Raymond James Financial Inc. since Feb 2013
Senior Compliance Analyst
Morgan Keegan Nov 2010 - Feb 2013
Compliance Officer - Examinations
Morgan Keegan Jul 2007 - Oct 2010
Dispute Resolution Officer
Education:
Florida State University - College of Business 1998 - 2000
Bachelor of Science (B.S.), Finance
Skills:
Securities Series 7 Finra Aml Mutual Funds Equities Capital Markets Series 63 Investments Due Diligence Series 24 Risk Management Wealth Management Asset Management Banking Fixed Income Investment Banking Investment Advisory Hedge Funds Alternative Investments