Carmen George Lelli
age ~59
from Cream Ridge, NJ
- Also known as:
-
- Carmen G Lelli
- Christine Lelli
- Deanna D Barza
- Deanna D Garza
- Deanna D Christman
- Judith C Card
Carmen Lelli Phones & Addresses
- Cream Ridge, NJ
- Philadelphia, PA
- 85 Mill St, Mount Holly, NJ 08060 • (609)2610806
- 85B Mill St, Mount Holly, NJ 08060 • (609)5600057
- Erial, NJ
- Meridian, ID
- Graham, WA
Work
-
Company:Compliance risk conceptsMar 2013
-
Position:Senior compliance consultant
Education
-
School / High School:South Philadelphia High School- Philadelphia, PA1979
-
Specialities:Diploma in High School
Skills
Ability to work with IT and/or Software ...
Industries
Financial Services
Resumes
Regulatory Business Analyst
view sourceLocation:
1118 Mcclellan St, Philadelphia, PA 19148
Industry:
Financial Services
Work:
Compliance Risk Concepts - New York, NY since Mar 2013
Regulatory Analyst (Consultant)
MTD Compliance Advisory LLC - Chatham, NJ Nov 2011 - Mar 2012
Regulatory Analyst (Consultant)
Sungard Trading Systems (BRASS) Nov 2005 - Oct 2011
Director of Compliance
Andrew Garrett Inc./Brokerageamerica LLC - New York NY Sep 1998 - Nov 2005
Director of Compliance
FIRST COLONIAL SECURITIES GROUP Jan 1993 - Jan 1998
Head of Trading/NASDAQ Market Maker
Regulatory Analyst (Consultant)
MTD Compliance Advisory LLC - Chatham, NJ Nov 2011 - Mar 2012
Regulatory Analyst (Consultant)
Sungard Trading Systems (BRASS) Nov 2005 - Oct 2011
Director of Compliance
Andrew Garrett Inc./Brokerageamerica LLC - New York NY Sep 1998 - Nov 2005
Director of Compliance
FIRST COLONIAL SECURITIES GROUP Jan 1993 - Jan 1998
Head of Trading/NASDAQ Market Maker
Education:
Military 1983 - 1989
PENNSYLVANIA ARMY NATIONAL GUARD 1983 - 1989
PENNSYLVANIA ARMY NATIONAL GUARD 1983 - 1989
Skills:
Securities
Options
Equities
Trading
Finra
Capital Markets
Trading Systems
Series 7
Hedge Funds
Mutual Funds
Electronic Trading
Financial Services
Aml
Equity Trading
Prime Brokerage
Oats
Compliance
Sec
Broker Dealer
Options
Equities
Trading
Finra
Capital Markets
Trading Systems
Series 7
Hedge Funds
Mutual Funds
Electronic Trading
Financial Services
Aml
Equity Trading
Prime Brokerage
Oats
Compliance
Sec
Broker Dealer
Carmen Lelli Cream Ridge, NJ
view sourceWork:
COMPLIANCE RISK CONCEPTS
Mar 2013 to 2000
Senior Compliance Consultant MTD COMPLIANCE ADVISOR LLC
Chatham, NJ
Nov 2011 to Mar 2012
Regulatory Analyst (Consultant) SUNGARD TRADING SYSTEMS/BRASS
Jersey City, NJ
Nov 2005 to Oct 2011
Director of Compliance ANDREW GARRETT INC/BROKERAGEAMERICA LLC
New York, NY
Sep 1998 to Nov 2005
Director of Compliance FIRST COLONIAL SECURITIES GROUP
Marlton, NJ
1993 to 1998
Head of Trading/NASDAQ Market Maker BREGMAN, MANTEL & COMPANY, INC
Philadelphia, PA
1993 to 1993
Registered Options Trader PERSHING DLJ
Philadelphia, PA
1991 to 1993
Stock Execution Clerk PENNSYLVANIA ARMY NATIONAL GUARD
Philadelphia, PA
1983 to 1989
Combat Telecommunications Center Operator
Mar 2013 to 2000
Senior Compliance Consultant MTD COMPLIANCE ADVISOR LLC
Chatham, NJ
Nov 2011 to Mar 2012
Regulatory Analyst (Consultant) SUNGARD TRADING SYSTEMS/BRASS
Jersey City, NJ
Nov 2005 to Oct 2011
Director of Compliance ANDREW GARRETT INC/BROKERAGEAMERICA LLC
New York, NY
Sep 1998 to Nov 2005
Director of Compliance FIRST COLONIAL SECURITIES GROUP
Marlton, NJ
1993 to 1998
Head of Trading/NASDAQ Market Maker BREGMAN, MANTEL & COMPANY, INC
Philadelphia, PA
1993 to 1993
Registered Options Trader PERSHING DLJ
Philadelphia, PA
1991 to 1993
Stock Execution Clerk PENNSYLVANIA ARMY NATIONAL GUARD
Philadelphia, PA
1983 to 1989
Combat Telecommunications Center Operator
Education:
South Philadelphia High School
Philadelphia, PA
1979 to 1982
Diploma in High School Army Signal School
Fort Gordon, GA
Philadelphia, PA
1979 to 1982
Diploma in High School Army Signal School
Fort Gordon, GA
Skills:
Ability to work with IT and/or Software Development staff to implement changes in software product related to Regulatory Changes in the Securities Industry
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