Imperial Capital, Llc
Senior Vice President, Compliance
Financial Industry Regulatory Authority (Finra) Nov 1995 - Jul 2000
Senior Compliance Examiner
Great Western Financial Securities Apr 1994 - Nov 1995
Vice President Sales
Invest Financial Mar 1992 - Apr 1994
Vice President Sales
California Federal Bank Mar 1992 - Apr 1994
Supervisor
Education:
The Wharton School 2001 - 2002
California State University, Northridge 1988 - 1993
Bachelors, Bachelor of Science, Finance
Skills:
Sales Leadership Microsoft Office Management Microsoft Excel Microsoft Word Research Training Legal and Compliance