Daniel M Mccabe

US Patent:

6947901, Sep 20, 2005

Filed:

Apr 27, 2000

Appl. No.:

09/559320

Inventors:

Daniel J. McCabe - Valley Cottage NY, US
John A. Mulheren - Rumson NJ, US

Assignee:

Hunter IP LLC - New York NY

International Classification:

G06F017/60

US Classification:

705 26, 705 35, 364408

Abstract:

A first equity instrument which represents an ownership interest in a portfolio of stocks. The portfolio of stocks is a subset of a larger portfolio of stocks, which also has a corresponding second equity instrument representing an ownership interest in the larger portfolio of stocks. The weight of each stock in the smaller portfolio is substantially similar to its weight in the larger portfolio, divided by the combined weight of the smaller portfolio within the larger portfolio. Thus, trading in the equity instrument allows one to maintain the relative proportions of the stocks belonging to the smaller portfolio, in the larger portfolio without having to trade the individual stocks comprising the smaller portfolio.

US Patent:

7496531, Feb 24, 2009

Filed:

Mar 7, 2007

Appl. No.:

11/714923

Inventors:

Gary L. Gastineau - Short Hills NJ, US
Todd J. Broms - New York NY, US
Daniel J. McCabe - Upper Saddle River NJ, US
Paul E. Kuhnle - Doylestown PA, US

Assignee:

Managed ETFs LLC - Summit NJ

International Classification:

G06Q 40/00

US Classification:

705 35, 705 37

Abstract:

Systems, methods and computer program products for trading financial instruments are described herein. A first order to buy or sell a financial instrument is received, where the first order includes at least one contingency. The contingency may be price-based and/or volume-based. For example, the contingency can be based on a volume-weighted average price of the security (VWAP); a time-weighed average price of the security (TWAP); a target trading volume of the security as a percentage of total market volume during a specified period (TVOL); or a net asset value (NAV) of the security. The first order is matched with a corresponding second order. For example, a bid for a given security is matched with an offer for the same security. This matching operation also includes ensuring that the contingency(ies) of the first order are compatible with the contingency(ies) of the second order. Thereafter, the contingencies are calculated, and then the first and second orders are executed pursuant to the calculated contingencies.

US Patent:

7983981, Jul 19, 2011

Filed:

Dec 17, 2008

Appl. No.:

12/337618

Inventors:

Daniel Joseph McCabe - Upper Saddle River NJ, US
John Stuart Thomas - Morristown NJ, US
Mark Steven Criscitello - Colts Neck NJ, US
Paul Edward Kuhnle - Doylestown PA, US
George Tedesche Simon - Evanston IL, US

Assignee:

M7Ventures, LLC - Bedminster NJ

International Classification:

G06Q 40/00

US Classification:

705 37, 705 35, 705 36 R

Abstract:

A collective investment vehicle that provides cash distributions. The distributions provide a cash flow to holders of the collective investment vehicle securities, and also allow the value of the collective investment vehicle securities to be reset to a target level. The distributions may be scheduled to occur periodically, or may be based on the occurrence of specific events including company events, economic events, political events, etc. In some embodiments, the funds required for cash distributions are obtained without incurring any capital gains, and the distributions may be treated as a return of capital.

US Patent:

20030018570, Jan 23, 2003

Filed:

Jun 11, 2002

Appl. No.:

10/166041

Inventors:

Daniel McCabe - Valley Cottage NY, US
John Mulheren - Rumson NJ, US

International Classification:

G06F017/60

US Classification:

705/037000

Abstract:

A first equity instrument which represents an ownership interest in a portfolio of stocks. The portfolio of stocks is a subset of a larger portfolio of stocks, which also has a corresponding second equity instrument representing an ownership interest in the larger portfolio of stocks. The weight of each stock in the smaller portfolio is substantially similar to its weight in the larger portfolio, divided by the combined weight of the smaller portfolio within the larger portfolio. Thus, trading in the equity instrument allows one to maintain the relative proportions of the stocks belonging to the smaller portfolio, in the larger portfolio without having to trade the individual stocks comprising the smaller portfolio. Options and futures based on the first equity instrument are also contemplated.

US Patent:

20060080192, Apr 13, 2006

Filed:

Oct 8, 2004

Appl. No.:

10/960039

Inventors:

Daniel McCabe - Upper Saddle River NJ, US

International Classification:

G06Q 40/00

US Classification:

705035000

Abstract:

An equitized currency trust has its underlying value based solely on currency, rather than on securities and/or commodities. Shares of the equitized currency trust are priced in a currency other than the currency that forms the underlying value.

US Patent:

20090271311, Oct 29, 2009

Filed:

Apr 29, 2009

Appl. No.:

12/432729

Inventors:

Daniel J. McCabe - Upper Saddle River NJ, US

Assignee:

M7 VENTURES, LLC - Morristown NJ

International Classification:

G06Q 40/00

US Classification:

705 37

Abstract:

An equitized currency trust has its underlying value based solely on currency, rather than on securities and/or commodities. Shares of the equitized currency trust are priced in a currency other than the currency that forms the underlying value.

US Patent:

20120233053, Sep 13, 2012

Filed:

Mar 9, 2012

Appl. No.:

13/416060

Inventors:

Daniel J. McCabe - Upper Saddle River NJ, US

Assignee:

M7 Ventures, LLC - Morristown NJ

International Classification:

G06Q 40/04

US Classification:

705 37

Abstract:

An equitized currency trust has its underlying value based solely on currency, rather than on securities and/or commodities. Shares of the equitized currency trust are priced in a currency other than the currency that forms the underlying value.

US Patent:

20140012729, Jan 9, 2014

Filed:

Aug 20, 2013

Appl. No.:

13/971656

Inventors:

Daniel Joseph McCabe - Upper Saddle River NJ, US

Assignee:

M7 Ventures, LLC - Bedminster NJ

International Classification:

G06Q 40/04

US Classification:

705 37

Abstract:

An equitized currency trust has its underlying value based solely on currency, rather than on securities and/or commodities. Shares of the equitized currency trust are priced in a currency other than the currency that forms the underlying value.