Prudential Financial
Compliance Manager
Lord, Abbett & Co. Llc Jan 1, 2005 - Sep 2018
Code of Ethics Officer and Compliance, Lord, Abbett and Co Llc
U.s. Trust Jul 2001 - Sep 2004
Assistant Vice President of Compliance
Merrill Lynch Aug 1999 - Jul 2001
International Compliance Specialist
Education:
Monmouth University
Bachelors, Bachelor of Arts, Marketing, Business Management
Skills:
Series 7 Series 63 Business Ethics Bloomberg Securities Code of Ethics Finra Mutual Funds Etfs Hedge Funds Investment Management Portfolio Management Risk Management Securities Regulation Fixed Income Trading Financial Services Asset Management Equities Investments Alternative Investments
Lidia Mancini, Caroline Michaud, Louise Rapa, Tony Fania, Nick Sciortino, Massimo Vellis, Ferdy Ku, Marco Fiorentino, Rosanne Snell, Franco Daniele, Adamo Chiulli