David Wendell Richardson

David Richardson Kent, WA

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Work:

Charles Schwab & Co., Institutional
Centennial, CO
Feb 2007 to Jan 2012
Institutional Trading Ryen & Associates, Inc
Seattle, WA
Jan 2000 to Jan 2007
Portfolio/Hedge Fund Manager Planning Resources, Inc
Seattle, WA
Feb 1996 to Dec 1999
Investment Advisor Rep

Education:

Skills:

Skills in and Knowledge of: Portfolio management/Risk strategies/Hedging. Quantitative methodologies, statistics, probability mathematics. Credit Risk, Investment Risk, Market Risk, Operational and Integrated Risk, Basel II, III. Trading, brokerage operations, market mechanics, settlements, margin, rules, regulations. Options, Futures, Commodities, FX, Equities, ETF's, and Mutual Funds. Advised and sold Variable Contracts, Annuities, & other Ins. based products. Retirement Planning, Estate Planning, Insurance Needs Planning. Marketing: Presentation skills; Individuals, Groups, and Seminars. MS Office. Proficient with Excel and Powerpoint programs. Technical writing. Financial markets, foreign and domestic political and economic issues and developments. Series 3, 7, 63, 65 . FRM candidate (May '14 writing exams). Clean U-4

David Richardson Chappell Hill, TX

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Work:

PetroAcct

Aug 2010 to 2000
Land Analyst Valmont

Jun 2002 to 2000
Security/ corporate investigator District Attorney

Feb 2002 to Jul 2010
Criminal Investigator Washington County Sheriff

Feb 1999 to Feb 2002
Criminal Investigator Texas Department of Public Safety

Jun 1986 to Dec 1999
State Trooper Waller Dry Cleaners

Mar 1997 to Feb 1999
Owner EMSI

May 1988 to Dec 1991
Head of Security Taylor County Sheriff's Office

May 1982 to May 1986
Patrol and Warrant deputy sheriff Jobe Pontiac Honda

Dec 1980 to May 1982
Certified Honda line Technician Texas Dept. Of Criminal Justice

Jan 1979 to Dec 1980
Corrections Officer

Education:

Trinity College and University
Jun 1995 to Mar 2000
Distance Education Blinn College
Feb 1989 to Oct 1991 Sam Houston State University
Nov 1979 to Jan 1980

Skills:

CORE COMPETENCIES, SKILLS & ABILITIES Advanced computer skills - MS Office Suite including Word, Excel, PowerPoint, Outlook, Windows operating systems - Corporate software; Bolo and CLASS Knowledge of leases, contracts, and division orders. Knowledge of business objectives and comfortable in a corporate environment. Knowledge of corporate security and investigations. Knowledge of employee accident investigation; drug and alcohol testing. Training / instructor Extensive experience in interrogation techniques. Experience at handling problem employees. Experience in personal protection Experience leading teams to South America as the president of an international orphan ministry. Ability to multi-task in a heavy workflow team environment. Excellent written, verbal, and organizational skills. Skilled presenter "Can-do" upbeat attitude. Experience at working security at well sites.