Raymond James
Director, Compliance Assurance
The Depository Trust & Clearing Corporation (Dtcc) Aug 2013 - Oct 2017
Executive Director and Head of Compliance Risk and Controls
Barclays Investment Bank Feb 2012 - Jul 2013
Director, Compliance
Ubs Apr 2009 - Apr 2010
Director, Office of the Chief Operations Officer
Barclays Investment Bank Sep 2008 - Mar 2009
Vice President, Compliance
Education:
Alfred Lerner College of Business & Economics at University of Delaware 1996 - 2000
Bachelors, Bachelor of Science, International Finance