RS Investments - San Francisco since Jul 2004
Deputy Compliance Officer
US Air Force Reserve - Mountain View, CA Jan 1993 - Mar 2006
Computer Information Systems
Morgan Stanley Smith Barney - Palo Alto, CA Dec 2002 - Jun 2004
Control Administrator (Branch Compliance Manager)
Aflac - Sarasota, FL Jun 2001 - Aug 2002
District Sales Coordinator
TD Waterhouse - San Francisco Bay Area Dec 1995 - Apr 2001
Vice President - Branch Manager
Education:
Golden Gate University
Bachelors, Bachelor of Arts, Business, Human Resource Management
Skills:
Securities Alternative Investments Investment Management Equities Fixed Income Asset Management Investments Hedge Funds Wealth Management Securities Regulation Strategic Financial Planning Asset Managment Marketing Communications Regulatory Compliance Mutual Funds Private Equity Investment Compliance Options Strategies Multi Family Investment Properties Residential Investment Property Registered Investment Advisor Risk Management Leadership Sarbanes Oxley Act Internal Controls Internal Audit Series 7 Finra Series 4 Series 24 Series 9 Series 10 Broker Dealer
Youtube
"Summer Camp" | Monster Energy
After a long hiatus, Sage Kotsenburg, Zak Hale and young gun Dusty Hen...
Duration:
6m 35s
Income Tax - Peter Hendrickson
We all got it wrong. Peter Hendrickson breaks down the Federal Income ...
Duration:
47m 24s
Ian Hendrickson-Smit... - Saxophone Mastercl...
Description: In this saxophone masterclass, saxophonist Ian Hendrickso...
Duration:
1m 16s
Angels from the Realms of Glory - arr. Dan Fo...
The Minnesota Saints Chorale & Orchestra performs Angels from the Real...
Duration:
3m 22s
Forrest Street, Middle, and High School Teach...
Today our #tiGRRimpact Monday highlight is on the wonderful teachers o...
Duration:
2m 46s
Basque Lullaby
Provided to YouTube by Catapult Reservatory, LLC Basque Lullaby Laest...