Gina M Treganza

Manager, Risk Management And Compliance

view source

Location:

Aurora, CO

Industry:

Financial Services

Work:

Broadridge Financial Solutions - Denver Co since Jan 2006
Manager, Risk Management
Lane Electric Inc. - Littleton, CO Jan 2010 - Feb 2013
Accounting Assistant
Zackhem Law Firm Apr 2011 - Sep 2011
Externship
SII Investments, Inc Jan 2005 - Mar 2006
Compliance
Thrivent Financial Jan 2000 - Jan 2005
Customer Service Professional

Education:

National Paralegal College
Sturm College of Law
Master of Science, Legal Administration University of Denver
Masters of Legal Administration, Legal Studies, General University of Wisconsin-Oshkosh
Bachelor of Business Administration, Finance

Skills:

Investments
Mutual Funds
Management
Risk Management
Retirement Planning
Process Improvement
Finra
Banking
Financial Services
Portfolio Management
Payroll
Securities
Training
401K
Internal Audit
Accounting
Asset Allocation
Asset Management
Budgets
Financial Analysis
Estate Planning
Financial Modeling
Fixed Annuities
Investment Advisory
Marketing
Series 63
Series 7
Trading
Wealth Management
Bloomberg
Due Diligence
Forecasting
Program Management
Strategic Financial Planning
Financial Planning
Mergers

Gina Treganza

view source