Jeffrey J Zajkowski

US Patent:

7739165, Jun 15, 2010

Filed:

Jun 3, 2005

Appl. No.:

11/144573

Inventors:

Jeffrey J. Zajkowski - Short Hills NJ, US
Gautam Sareen - New York NY, US
David A. Seaman - Short Hills NJ, US
Wenyan Winston Ma - New York NY, US

Assignee:

JPMorgan Chase Bank - New York NY

International Classification:

G06Q 40/00

US Classification:

705 35, 705 37

Abstract:

A financial instrument with two parts sold as a unit, comprising a preferred security in a company that is issued directly by the company; and a warrant to buy a common security in the company, wherein the instrument includes a redemption right that is exercisable by the company on both the preferred security and the warrant.

US Patent:

20060293986, Dec 28, 2006

Filed:

Jun 28, 2005

Appl. No.:

11/168679

Inventors:

Santosh Sreenivasan - New York NY, US
Jeffrey Zajkowski - Short Hills NJ, US
Christopher Bishko - New York NY, US
James Rothschild - New York NY, US

International Classification:

G06Q 40/00

US Classification:

705035000

Abstract:

A bond comprises a coupon component that pays a periodic coupon during a first predetermined period of time until a maturity date of the coupon component without payment of any principal. The bond also comprises a call option component. The coupon and call option components are issued together in an initial issue of the bond. After the initial issue, the bond allows separation of the coupon component from the call option component and individual transfer of the coupon component and the call option component.

US Patent:

20070011065, Jan 11, 2007

Filed:

Jul 7, 2005

Appl. No.:

11/176535

Inventors:

Santosh Sreenivasan - New York NY, US
Stephen Barral - Bernardsville NJ, US
Jeffrey Zajkowski - Short Hills NJ, US

International Classification:

G06Q 40/00

US Classification:

705035000

Abstract:

A system and method for acquisition funding comprising identifying a time period associated with a contingent acquisition, and issuing a convertible security to finance the acquisition. The convertible security has a redemption right that is exercisable by an issuer of the convertible security within the time period and upon termination of the contingent acquisition. Within the time period, the system and method determine whether the contingent acquisition is terminated, and responsive to determining whether the contingent acquisition is terminated, the system and method redeem the convertible security.

US Patent:

20070011068, Jan 11, 2007

Filed:

Oct 6, 2005

Appl. No.:

11/244583

Inventors:

Jeffrey Zajkowski - Short Hills NJ, US

International Classification:

G06Q 40/00

US Classification:

705035000

Abstract:

In a system and method for net share settlement of a convertible bond, a company issues a convertible bond at a first date, the bond including at least a par value and a maturity date. At a second date that is after the first date and prior to the maturity date, a request to convert the convertible bond is received. It is determined whether at least one predetermined financial provision is satisfied. Responsive to the determination of whether the at least one predetermined financial provision is satisfied, either the request to convert the convertible bond is declined, wherein declining the request is not a default of the convertible bond, or the convertible bond is net share settled by providing par value of the bond in cash and providing stock for any in-the-money value of the convertible bond that is above the par value.

US Patent:

20070162403, Jul 12, 2007

Filed:

Jun 19, 2006

Appl. No.:

11/455593

Inventors:

James A. Rothschild - New York NY, US
Jeffrey J. Zajkowski - Short Hills NJ, US
Steve Wolf - Great Neck NY, US
John J. Purcell - Darien CT, US

International Classification:

G06Q 40/00

US Classification:

705 36 R

Abstract:

A financial instrument comprises a condition wherein a first party agrees to deliver a number of first securities to a second party at a first time. The financial instrument further comprises a condition wherein the second party agrees to deliver a first amount to the first party at the first time. The financial instrument further comprises a condition wherein the first party agrees to repurchase the first securities from the second party at a second time. The financial instrument further comprises a conversion option, and a condition wherein the first party agrees to pay an option value at the second time, wherein the option value is an in-the-money value of the conversion option.

US Patent:

20070174210, Jul 26, 2007

Filed:

Jan 23, 2006

Appl. No.:

11/337335

Inventors:

Jeffrey J. Zajkowski - Short Hills NJ, US
Gautam Sareen - New York NY, US

International Classification:

G06Q 40/00

US Classification:

705 36 R

Abstract:

A convertible security issued by a financial institution. The security comprises a conversion price, and a provision that allows call of the convertible security only after a predetermined period. The security also comprises a provision that allows conversion of the convertible security if a trading price of shares of common stock of the financial institution is greater than the conversion price or some other level. The security also comprises a provision that allows call or conversion of the convertible security only after approval by a regulatory agency.