John harris IV (1992-1996), Aurora Ibarra (1981-1985), Ty Po (1993-1997), John Chee (1983-1987), Nichelle Morris (1982-1986), Sharina Weatherspoon (2002-2006)
d Dennis Hamilton of the Division of Economic and Risk Analysis.Examinations of the Charles Schwab entities conducted by Samuel Kim, Rhonda Fan, Nadia Brannon, Daniel Peso, and John Chee of the SECs Division of Examinations in the San Francisco Regional Office contributed to the investigation.