Conover Securities - Kirkland, WA since Sep 2007
President & Chief Compliance Officer
Conover Capital Management - Kirkland since Sep 2007
Senior Vice President & Compliance Officer
Education:
Sheffield Hallam University 1985 - 1990
Bsc, Mineral Estate Management
Skills:
401K Wealth Management Finra Benchmarking Retirement Plan Consulting Erisa Investment Advisory Services Qualified Retirement Plans Mutual Funds Wealth Accumulation Strategies Due Diligence Compliance Operations Intergenerational Wealth Transfer 401K Rollovers Compliance Implementation Anti Money Laundering Business Continuity Planning Investment Advisory Series 65 Series 7 Series 24 Series 63 Finance Retirement Planning Investments Asset Allocation Financial Advisory