Jefferies Oct 2007 - Mar 2014
Equity Trading Support
Jefferies Oct 2007 - Mar 2014
Vice President Aml Compliance Officer
Instinet Incorporated 2002 - 2007
Equity Trading Nyse
Credit Suisse 1997 - 2002
Equity Trading Nyse
Aig 1992 - 1997
Aima Legal Liability Claims Manager
Education:
Pace University 2007 - 2008
Master of Business Administration, Masters
Pace University 1994 - 1999
Master of Business Administration, Masters, Financial Management, Finance
Skills:
Antti Money Laundering Compliance Compliance Suspicious Activity Reporting Prime Brokerage Wealth Management Services Securities Fraud Equity Trading Equity Capital Markets Hedge Funds Financial Transactions Financial Crimes Investigations Risk Assessment Financial Risk Due Diligence