Us Army Reserves 2001 - 2009
Civil Affairs Specialist
U.s. Securities and Exchange Commission Oct 1996 - Jul 2007
Branch Chief
Andersen Oct 1996 - Jul 2007
Chief Compliance Officer
Education:
Florida International University - College of Business 1993 - 1996
Bachelors, Bachelor of Business Administration, Business, Finance
Skills:
Finra Aml Investment Advisers Act Securities Regulation Securities Sec Hedge Funds Internal Investigations Investment Advisory Asset Managment Due Diligence Mutual Funds Investment Company Act Investments Broker Dealer Private Equity Fraud Ofac Securities Exchange Act of 1934