Provenance Wealth Advisors
Registered Client Service Associate
Southern Trust Financial Planning Mar 2017 - Oct 2018
Operations Manager
Horter Investment Management, Llc Jun 2016 - Mar 2017
Iar Support Supervisor
Raymond James Jan 2014 - Dec 2015
Complex Administrative Manager
Global Financial Private Capital, Llc Jun 2013 - Nov 2013
Director of Advisor Service
Education:
University of Cincinnati
Bachelors, Bachelor of Arts, Communication
Sycamore High School
Skills:
Financial Services Risk Management Compliance Operations Management Business Process Improvement Quality Assurance Anti Money Laundering Series 63 Call Centers Investments Equities Mutual Funds Research Financial Analysis Financial Audits Analysis Social Media Business Development Web Applications Regulatory Compliance Microsoft Technologies Microsoft Crm Microsoft Excel Microsoft Word Microsoft Office Powerpoint Team Building Client Services Leadership Problem Solving Relationship Management Usa Patriot Act Series 7 Series 9/10
Interests:
Civil Rights and Social Action Animal Welfare Children
Languages:
English
Certifications:
Series 7, 63 & 9/10 Florida 215 - Life, Health & Variable Contracts Series 7 Investment Adviser Representative Series 63 Series 9/10 License Crd# 3089402 Series 7 & 9/10
Global Financial Private Capital Sarasota, FL Jun 2013 to Nov 2013 Director of Advisor Support, OperationsVantiv Township of Symmes, OH Apr 2012 to May 2013 Team Manager/Credit Card Dispute Merchant SupportFidelity Investments
Apr 2010 to Apr 2012 Team ManagerFidelity Investments
Jul 2007 to May 2010 Team Lead/Help Desk/Senior TraderFidelity Investments
Sep 2004 to Jul 2007 Equity and Option TraderFidelity Investments
Dec 2002 to Sep 2004 Private Client Group Relationship ManagerFidelity Investments
Jun 1999 to Dec 2002 Premium Services Financial RepresentativeFidelity Investments
May 1998 to Jun 1999 Brokerage Service and Trading RepresentativeUnited Dairy Farmers (dairy & convenience store chain) Norwood, OH Nov 1989 to Jan 1998 District Supervisor
Education:
University of Cincinnati Cincinnati, OH 1983 to 1987 BA in Communication ArtsSycamore High School High School Diploma
KCPC-KY Dept Lagrange, KY Nov 2007 to Mar 2010 Corrections OfficerCustom Clean Carrollton, KY Sep 2007 to Mar 2010 Self Owned Cleaning CompanyBelterra Casino and Hotel Florence, IN Jun 2000 to Sep 2007 Food and Beverage ServerTeledyne Tube Packing Plant Carrollton, KY May 1995 to May 2000 Packer / Inspector
Education:
Carroll County High School Carrollton, KY May 1992 Diploma in General
John Graham, Ronnie Pender, Raymond Decker, Donna Schoolfield, Dale Wilson, Randy Crosby, Daphyn Vickery, Jo Morgan, Tonia Snider, Jill Smallwood, Juanita Williams
Biography:
Hey!!Well,I was married for 24 years to Wesley Simpson.Now I've been divorced for al...