Teksystems
Desktop Support Specialist
Kelly Services Nov 2017 - Feb 2018
Computer Lab Technician
Geek Squad Nov 2017 - Feb 2018
Consultant
Amc Theatres Oct 1998 - Mar 2017
Manager
Education:
University of Phoenix 2014 - 2016
Bachelors
Front Range Community College 2012 - 2014
Associates, General Studies
Skills:
Microsoft Office Adobe Creative Suite Content Management Systems Information Technology Relational Databases Html5 Cascading Style Sheets Responsive Web Design Web Development Technical Support Training Leadership Operating Systems Multimedia Art Point of Sale Systems Digital Media Digital Video Projection Systems Dlp
Millennium Management
Equities Compliance
Ubs May 2015 - Nov 2018
Electronic Trading Compliance at Ubs
Ubs May 2014 - May 2015
Equities Compliance Officer
Morgan Stanley Aug 2012 - Jun 2014
Director
Ab Bernstein Jul 2010 - Aug 2012
Equity Derivatives Trading Compliance
Education:
Brooklyn Law School 2007 - 2009
Doctor of Jurisprudence, Doctorates, Law
University of Connecticut 2001 - 2005
Bachelors, Bachelor of Arts, Political Science, History
Skills:
Equities Securities Finra Options Derivatives Trading Hedge Funds Due Diligence Compliance Securities Regulation Investments Capital Markets Equity Derivatives Financial Services Private Equity Fixed Income Asset Management Market Access Electronic Trading Dark Pools Regulation Sci Best Execution
Equity Trading Compliance Associate At Sanford C. Bernstein
Morgan Stanley since Aug 2012
Director
Sanford C. Bernstein Jul 2010 - Aug 2012
Equity Derivatives Trading Compliance
NYSE Jun 2009 - Jul 2010
Options Surveillance Unit
New York Stock Exchange May 2008 - May 2009
Regulatory Counsel Intern
FINRA Jan 2008 - May 2008
Enforcement Intern
Education:
Brooklyn Law School 2007 - 2009
J.D., Business Organizations, Securities Regulation, Corporate Finance
The University of Connecticut 2001 - 2005
B.A., Political Science, History