LPL Financial since Sep 2009
Compliance Principal
LPL Financial since Sep 2009
Compliance Analyst
CAPITAL FINANCIAL GROUP May 2008 - Sep 2009
Business Compliance Principal
TIAA CREF Aug 2006 - May 2008
Conversion Consultant
MATRIX SETTLEMENT - Denver, CO Oct 2003 - Jul 2006
Account Executive
Education:
TOWSON STATE UNIVERSITY 1996
Skills:
Mutual Funds Finra Investment Advisory Fixed Annuities Alternative Investments 401K
Youtube
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