Loring Ward
Senior Compliance Analyst
Loring Ward May 2016 - Jan 2018
Compliance Analyst
Quasar Distributors Oct 2013 - May 2016
Compliance Representative
Wells Fargo Jun 2011 - Aug 2013
Client Service Consultant
Harrison Wallace Finanical Group Jun 2010 - Aug 2010
Intern
Education:
Marquette University 2007 - 2011
Bachelors, Bachelor of Business Administration, International Business, Finance
Skills:
Customer Service Outlook Microsoft Office Microsoft Excel Windows Salesforce.com Microsoft Word Powerpoint Business Analysis Investments Finra Disclosure Statements Teamwork Ta2000 English Crm Management Compliance Management Banking Creative Problem Solving Mutual Funds Financial Services Series 24 Series 7 Lexisnexis Research Adobe Professional Onyx Crm Lotus Notes Finance