Senior Compliance Specialist at Raymond James Financial Services, Inc.
Location:
Saint Petersburg, Florida
Industry:
Financial Services
Work:
Raymond James Financial Services, Inc. since May 2008
Senior Compliance Specialist
Protective Life Jul 2007 - Apr 2008
Internal Life and Annuity Wholesaler
Education:
University of Florida 2013 - 2015
MBA Candidate
Indiana University Bloomington
Bachelor's degree, General Studies
Indiana State University 1997 - 2002
Skills:
FINRA Series 24 Series 7 Series 63 Securities Mutual Funds Series 65 Fixed Annuities Uniform Combined State Law Insurance 401k Retirement Series 6 Investment Advisory Retirement Planning Certified Financial Planner
Certifications:
Certified Financial Planner, CFP Board Series 24 - General Securities Principle, FINRA Series 7 - General Securities Representative, FINRA Series 4 - Securities Futures and Options Principal, FINRA Series 53 - Municipal Securities Principal, FINRA Series 66 - Uniform State Law / Investment Advisory, FINRA Commercial Pilot w/ Instrument Rating - Single Engine Land, Federal Aviation Administration Commercial Pilot w/ Instrument Rating - Multi-Engine Land, Federal Aviation Administration Certified Flight Instructor, Federal Aviation Administration