Gautam Gujral - New York NY, US Robert Klugman - New York NY, US Shawn Sullivan - New York NY, US Julia Goh - London, GB
International Classification:
G06Q 40/00
US Classification:
705 38
Abstract:
A Prime Broker's method for financing a Hedge Fund includes extending a Committed Loan Facility from which the Hedge Fund can borrow funds. The maximum amount of funds made available under the Committed Loan Facility to the Hedge Fund may be proportional to current loan balances maintained by the Hedge Fund. The Committed Loan Facility has a knock out mechanism that allows the Prime Broker facing a liquidity squeeze to suspend the Committed Loan Facility. The Prime Broker can activate the knock out mechanism upon occurrence of one of an enumerated list of events that affect its liquidity.
Loan Financing With Liquidity-Dependent Knockout Feature
Gautam Gujral - New York NY, US Robert Klugman - New York NY, US Shawn Sullivan - New York NY, US Julia Goh - London, GB
Assignee:
CREDIT SUISSE SECURITIES (USA) LLC - New York NY
International Classification:
G06Q 40/00
US Classification:
705 35
Abstract:
A Prime Broker's method for financing a Hedge Fund includes extending a Committed Loan Facility from which the Hedge Fund can borrow funds. The maximum amount of funds made available under the Committed Loan Facility to the Hedge Fund may be proportional to current loan balances maintained by the Hedge Fund. The Committed Loan Facility has a knock out mechanism that allows the Prime Broker facing a liquidity squeeze to suspend the Committed Loan Facility. The Prime Broker can activate the knock out mechanism upon occurrence of one of an enumerated list of events that affect its liquidity.
Dr. Sullivan graduated from the Kansas City University of Medicine and Biosciences College of Osteopathic Medicine in 1996. He works in Scottsdale, AZ and specializes in Family Medicine. Dr. Sullivan is affiliated with HonorHealth Scottsdale Osborn Medical Center.
Litigation Business Law International Business Law Banking Litigation Banking Regulation Civil RICO Corporate & Incorporation Contracts & Agreements Agricultural Law
ISLN:
903320199
Admitted:
1986
University:
University of Mississippi, B.A., 1983; University of Mississippi, B.A., 1983
Law School:
Cambridge University, LL.M., 1993; Georgetown University Law Center, LL.M., 2014; University of Mississippi, J.D., 1986; University of Mississippi, J.D., 1986
Web International English Shenzhen, Guangdong, China Jun 2013 to Jun 2014 ESL teacherUniversity of Kentucky Lrxington, Kentucky Aug 2010 to Oct 2012 Department AidWizard Consulting via Kolene Detroit, MI Jun 2003 to Oct 2006 Director of Process Control
Education:
University of Kentucky Lexington, KY 2008 to 2012 BA in AnthropologyBeijing Language and Culture University 2009 to 2010 Language certificate in Chinese
Jefferson - Craig Elementary School Vevay IN 1985-1987, Rykers Ridge Elementary School Madison IN 1987-1991, Madison Consolidated Junior High School Madison IN 1991-1994
Community:
Christy Stuart, Lois Haywood, Danny Ellis, Joseph Spicer
or California. The state has also plundered the highway construction fund to pay other bills and used every legal opportunity to defer payments. The state's budget director, Shawn Sullivan, looked in dire need of sleep when I saw him in Topeka: His is probably one of the most thankless jobs in U.S.
Date: Oct 18, 2016
Category: U.S.
Source: Google
80 people indicted in racketeering scheme at Maryland's largest prison
The Topeka Capital-Journal (http://bit.ly/2dnBHsi ) reports Brownback budget director Shawn Sullivan told Cabinet agency staff members recently that budget proposals are internal documents and not subject to the Kansas Open Records Act.
Date: Sep 23, 2016
Category: U.S.
Source: Google
Kansas tax collections $8M more than expected in November
Following the new, more pessimistic fiscal forecast replacing one issued in April Brownback budget director Shawn Sullivan announced $124 million in budget adjustments to prevent a deficit in the current budget and allow the state to continue paying its bills on time.
Date: Dec 01, 2015
Category: Business
Source: Google
Kansas legislators approve tax increases to balance budget
Budget Director Shawn Sullivan said Brownback also could line-item veto all operating funds for state universities. They could rely on tuition to pay staff for a while, but lawmakers likely would have been called into special session.
Date: Jun 12, 2015
Category: U.S.
Source: Google
Kansas House passes bill intended to stave off state furloughs
She said her Republican caucus questioned budget director Shawn Sullivan on Friday and he assured them that there was money to pay any employees deemed essential and their option would keep the employees on the job and being paid.
Date: Jun 06, 2015
Category: U.S.
Source: Google
Kansas Attorney General Derek Schmidt grants a license to secrecy
Democratic legislators sought the opinion after news accounts revealed that Shawn Sullivan, Gov. Sam Brownbacks budget director, used his personal e-mail address to give top administration officials and two well-connected lobbyists a sneak peak at next years budget. They learned the details three
Date: Apr 29, 2015
Category: U.S.
Source: Google
Kansas lawmakers facing $400 million budget gap after revenue projections sink ...
"Unfortunately, with revision of revenues downward, it does make balancing the budget more of a challenge than it already was," Brownback's budget director Shawn Sullivan said after the estimates were released Monday.