Assistant Director, Field Compliance at The O.N. Equity Sales Company
Location:
Cincinnati, Ohio
Industry:
Financial Services
Work:
The O.N. Equity Sales Company - The O.N. Equity Sales Company since Jul 2006
Assistant Director, Field Compliance
Fidelity Investments Nov 2003 - Jul 2006
401(k) Senior Plan Administration Manager
Fidelity Investments 1999 - 2003
Retirement Planning & Asset Retention
Education:
Xavier University
Wharton School, University of Pennsylvania 2012 - 2013
Bethesda School of Nursing 1990 - 1992
Skills:
Compliance Series 7 Customer Relations FINRA Securities Mutual Funds Risk Management Investments Auditing Series 24 Risk Problem Solving Process Improvement Customer Service Series 63