Ss&C Technologies Jan 2015 - May 2017
Senior Associate  Investor Services - Compliance
Richmond University Medical Center Nov 2014 - Mar 2016
Emergency Medical Technician Per Diem
New York City Fire Department Nov 2014 - Mar 2016
Emergency Medical Technician
Richmond University Medical Center May 2014 - Nov 2014
Emergency Medical Technician 911 Intern
Citi Jan 2014 - May 2014
Compliance Analyst Contractor Financial Intelligence Unit
Education:
English Language Institute College of Staten Island Cuny 1997 - 2004
Bachelors, Bachelor of Arts
Skills:
Securities Finra Equities Series 7 Capital Markets Series 24 Series 63 Aml Risk Management Financial Services Investment Banking Trading Investments Due Diligence Equity Trading Hedge Funds Trading Systems Investor Relations Equity Research Market Data Options Electronic Trading Asset Management Bonds Portfolio Management Mutual Funds Investment Strategies Wealth Management Asset Allocation Strategic Financial Planning Investment Advisory Emergency Medicine Cpr Certified Emt Hazmat Operations Emergency Medical
Iommi Consulting
President
Rodman & Renshaw Oct 2003 - May 2012
Chief Creative Officer
Morgan Stanley 1993 - 2000
Divisional Compliance Director
American Stock Exchange 1989 - 1993
Executive Director - Equity Trading Analysis
Nyse Euronext 1968 - 1989
Manager - Specialist Surveilance
Education:
English Language Institute College of Staten Island Cuny 1981 - 1986
Skills:
Series 7 Equities Capital Markets Securities Securities Regulation Trading Aml Compliance Finra Investment Banking Mutual Funds Options Series 63 Regulatory Reporting Hedge Funds Research Microsoft Office Series 24 Licensing Problem Solving Venture Capital Due Diligence Financial Services Bloomberg Trading Systems Equity Trading Investments Mergers and Acquisitions Investment Advisory Equity Research Financial Markets Investor Relations Corporate Finance Private Equity Corporate Development